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AML / CFT / CPF COMPLIANCE

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AML / CFT / CPF COMPLIANCE
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End-to-end AML/CFT/CPF solutions aligned with CBUAE Standards, Federal Decree-Law No. 20 of 2018, Cabinet Decision No. 10 of 2019, and FATF Recommendations.

Policy & Framework

  • AML/CFT/CPF Policy & Procedure Manuals
  • Customer Acceptance Policy (CAP), CDD & EDD frameworks
  • Targeted Financial Sanctions (TFS) Screening Policy — UN, OFAC, EU, HM Treasury & UAE LTDL (Cabinet Decision No. 74 of 2020)
  • STR/SAR procedures & goAML submission workflows

KYC Programme

  • KYC onboarding workflows — retail, corporate & high-risk customers
  • UBO identification per Cabinet Decision No. 58 of 2020
  • PEP risk classification, monitoring & Senior Management approval workflows
  • Periodic KYC review schedules & event-driven triggers

CPF — Proliferation Financing Controls

  • Proliferation Financing Risk Assessment (PFRA) — aligned with FATF 2021 Guidance & CBUAE CPF Standards
  • PF indicators integrated into CDD/EDD and transaction monitoring
  • TFS procedures for UNSC designations (Res. 1718, 1737, 2231)
  • CPF red-flag training: dual-use goods, trade-based PF, front company indicators
  • Independent review of AML/CFT/CPF controls against current CBUAE examination standards
  • Gap analysis vs. FATF Recommendations & regional peers
  • STR escalation & UAEFIU/goAML reporting process review
  • MLRO function review — authority, independence & resource adequacy